Investor Protection

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Harbourfront Wealth Management Inc. is a member of the Canadian Investor Protection Fund. By having an account with Harbourfront Wealth Management Inc you have automatic CIPF coverage. CIPF is sponsored by the Investment Industry Regulatory Organization of Canada (IIROC) and is the only compensation fund approved by the Canadian Securities Administrators for IIROC Dealer Members. All IIROC Dealer Members are CIPF Members.

 

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The Investment Industry Regulatory Organization of Canada is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC sets high-quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets.

 

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National Bank Correspondent Network (NBCN) provides clearing and custodial services to Harbourfront Wealth Management Inc. NBCN is a wholly owned subsidiary of National Bank Financial and provides clearing services to over 400 financial services firms entrusting $102 billion in assets under administration.